The Wholesale Credit Regulatory Portfolio Associate will assist Wholesale Credit Officers with specific regulations that may apply during the underwriting and monitoring process.
Among the responsibilities are, but are not limited to:
Providing advise on required data and/or complete regulatory data inputs (e.g., decision tree completion, answers to inquiries for a specific regulation throughout the underwriting process, etc.) to ensure compliance with the designated regulation.
Assisting with the development of any Front Line Until (FLU) procedures for the selected regulation with the work team.
Assisting with regulatory reporting validation and investigating findings from Enterprise Independent Testing
Assisting with ad-hoc requests and appropriately prioritize workload
Collaborating with control partners on an annual assessment of Policy and Standards to determine the impact on the Wholesale Credit line of business.
Required abilities:
Desired abilities;